History > 2008 > USA > Constitution, Law > Supreme Court (III)
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When
Judges Make Foreign Policy
September
28, 2008
The New York Times
By NOAH FELDMAN
Every
generation gets the Constitution that it deserves. As the central preoccupations
of an era make their way into the legal system, the Supreme Court eventually
weighs in, and nine lawyers in robes become oracles of our national identity.
The 1930s had the Great Depression and the Supreme Court’s “switch in time” from
mandating a laissez-faire economy to allowing New Deal regulation. The 1950s had
the rise of the civil rights movement and Brown v. Board of Education. The 1970s
had the struggle for personal autonomy and Roe v. Wade. Over the last two
centuries, the court’s decisions, ranging from the dreadful to the inspiring,
have always reflected and shaped who “we the people” think we are.
During the boom years of the 1990s, globalization emerged as the most
significant development in our national life. With Nafta and the Internet and
big-box stores selling cheap goods from China, the line between national and
international began to blur. In the seven years since 9/11, the question of how
we relate to the world beyond our borders — and how we should — has become
inescapable. The Supreme Court, as ever, is beginning to offer its own answers.
As the United States tries to balance the benefits of multilateral alliances
with the demands of unilateral self-protection, the court has started to address
the legal counterparts of such existential matters. It is becoming increasingly
clear that the defining constitutional problem for the present generation will
be the nature of the relationship of the United States to what is somewhat
optimistically called the international order.
This problem has many dimensions. It includes mundane practical questions, like
what force the United States should give to the law of the sea. It includes more
symbolic questions, like whether high-ranking American officials can be held
accountable for crimes against international law. And it includes questions of
momentous consequence, like whether international law should be treated as law
in the United States; what rights, if any, noncitizens have to come before
American courts or tribunals; whether the protections of the Geneva Conventions
apply to people that the U.S. government accuses of being terrorists; and
whether the U.S. Supreme Court should consider the decisions of foreign or
international tribunals when it interprets the Constitution.
In recent years, two prominent schools of thought have emerged to answer these
questions. One view, closely associated with the Bush administration, begins
with the observation that law, in the age of modern liberal democracy, derives
its legitimacy from being enacted by elected representatives of the people. From
this standpoint, the Constitution is seen as facing inward, toward the Americans
who made it, toward their rights and their security. For the most part, that is,
the rights the Constitution provides are for citizens and provided only within
the borders of the country. By these lights, any interpretation of the
Constitution that restricts the nation’s security or sovereignty — for example,
by extending constitutional rights to noncitizens encountered on battlefields
overseas — is misguided and even dangerous. In the words of the conservative
legal scholars Eric Posner and Jack Goldsmith (who is himself a former member of
the Bush administration), the Constitution “was designed to create a more
perfect domestic order, and its foreign relations mechanisms were crafted to
enhance U.S. welfare.”
A competing view, championed mostly by liberals, defines the rule of law
differently: law is conceived not as a quintessentially national phenomenon but
rather as a global ideal. The liberal position readily concedes that the
Constitution specifies the law for the United States but stresses that a fuller,
more complete conception of law demands that American law be pictured alongside
international law and other (legitimate) national constitutions. The U.S.
Constitution, on this cosmopolitan view, faces outward. It is a paradigm of the
rule of law: rights similar to those it confers on Americans should protect all
people everywhere, so that no one falls outside the reach of some legitimate
legal order. What is most important about our Constitution, liberals stress, is
not that it provides rights for us but that its vision of freedom ought to apply
universally.
The Supreme Court, whose new term begins Oct. 6, has become a battleground for
these two worldviews. In the last term, which ended in June, the justices gave
expression to both visions. In two cases in particular — one high-profile, the
other largely overlooked — the justices divided into roughly two blocs,
representing the “inward” and “outward” looking conceptions of the Constitution,
with Justice Anthony Kennedy voting with liberals in one case and conservatives
in the other. The Supreme Court is on the verge of several retirements; how the
justices will address critical issues of American foreign policy in the future
hangs very much in the balance.
This may seem like an odd way of thinking about international affairs. In the
coming presidential election, every voter understands that there is a choice to
be made between the foreign-policy visions of John McCain and Barack Obama. What
is less obvious, but no less important, is that Supreme Court appointments have
become a de facto part of American foreign policy. The court, like the State
Department and the Pentagon, now makes decisions in cases that directly change
and shape our relationship with the world. And as the justices decide these
cases, they are doing as much as anyone to shape America’s fortunes in an age of
global terror and economic turmoil.
What
Conservatives Understand About International Law
The debate between inward-looking conservatives and outward-looking liberals has
recently taken a turn toward the shrill. Liberal lawyers do not simply accuse
their conservative counterparts of denigrating the rule of law; they accuse them
of violating it themselves. Calling last spring for the firing of the tenured
Berkeley professor John Yoo, an architect of the Bush administration’s legal
strategy in the war on terror, Marjorie Cohn, the president of the National
Lawyers’ Guild, declared that “Yoo’s complicity in establishing the policy that
led to the torture of prisoners constitutes a war crime under the U.S. War
Crimes Act.”
The conservatives’ arguments are no less heated: not only, they contend, do
liberals paint a naïvely romantic picture of the world — one in which the United
Nations and its agencies and courts would make law for Americans — but liberals
are also endangering American lives. Dissenting this past June from the Supreme
Court decision giving those held at Guantánamo Bay a right to challenge their
detention, Justice Antonin Scalia wrote that the majority’s ruling “will almost
certainly cause more Americans to be killed.”
These sorts of accusations are overstated and unhelpful. Neither the liberal nor
the conservative view corresponds to the stereotype assigned to it by its
opponents. Notwithstanding their limitations, both views express values that are
deeply grounded in the American constitutional tradition and in the rule of law.
Each is necessary to help us make sense of the Constitution’s role in an
increasingly complex global world.
Consider first the conservative vision, which is sometimes called
“sovereigntist” because it emphasizes the power and prerogative of the United
States to act as if it is responsible to no one but itself. The Bush
administration, through its characteristic combination of boldness, historical
ambition and operational incompetence, has given sovereignty a bad name, much as
it has for unilateralism. But the constitutional principle here is actually one
that most liberals also fully embrace: namely, the principle of democracy.
International law, as even its staunchest defenders must acknowledge, often
fails to accord with democratic principle. Such law is not passed by a
democratically elected Congress and signed by a democratically elected
president. It is true that the U.S. Constitution says that international
treaties signed by the president and approved by the Senate shall be the supreme
law of the land, thereby conferring some democratic legitimacy on treaties. But
a great deal of international law derives not from treaties signed by consenting
nations but rather from the vague category of international custom, which over
time can harden into binding law. For hundreds of years, until more formal
treaties were adopted, custom was the main way international law was created,
giving rise to the laws of war, for instance, and condemning terrorism and
torture. Even today, the existence of a treaty among only a select group of
nations can be invoked in international forums as evidence of an established
custom — and nonparticipating countries can come to be bound by treaties that
they themselves never signed.
To conservatives, such international “law” is anathema. Even in cases in which
explicit treaties among nations do exist, conservatives worry. Such treaties,
after all, are increasingly interpreted by nondemocratic institutions like
tribunals of the World Trade Organization or the United Nations’ International
Court of Justice. Two hundred years ago, treaties tended to be simple agreements
between two parties, with each reserving the right to interpret (and, if
necessary, enforce) the treaty’s terms for itself. Today, though, many of the
most important treaties — those governing trade, the environment and other
crucial matters — involve a large number of nations that agree as a condition of
the treaty to be bound by the decisions of an international body. To sign on to
such a treaty, conservatives point out, confers future lawmaking authority on
some unelected and thus undemocratic body.
According to the sovereigntists, the United States, faced with such undemocratic
regimes, should feel free to reject any undesirable verdict of a body like the
International Court of Justice and embrace a policy more in line with U.S.
interests — much in the way that Israel responded to the I.C.J.’s condemnation
of the path of its security barrier on the West Bank. In a world where Libya can
lead an international human rights commission, no international institution is
free from the distortions that arise when all countries are treated as equals.
Even within the distinguished higher echelons of the United Nations or European
Union, there is a risk that bureaucrats may pursue policies that reflect the
values and priorities of their own technocratic classes. The worst-case
scenario, from the perspective of the conservatives, is one in which enemies of
the United States engage in “lawfare,” opportunistically charging the country
with violations of international law to impede it from rightfully ensuring its
safety.
Another key sovereigntist principle is the right of the United States, when
acting abroad, to protect itself, whether fighting wars or preventing terrorist
attacks. Historically, the court has given the president, as commander in chief,
great latitude to act abroad as he sees fit. In situations in which Congress has
explicitly authorized the president’s action, the court has recognized the
prerogative as almost absolute. For instance, when the United States acquired
Puerto Rico, Guam and the Philippines in the Spanish-American War, the Supreme
Court allowed Congress and the president to govern those territories without
extending constitutional rights to the residents. Similarly, after World War II,
when Germans held by the United States in occupied Germany pending war-crimes
charges petitioned for judicial review, the Supreme Court turned them away.
Conservatives argue, not implausibly, that these historic decisions did not
undermine the rule of law: they embodied it. The Supreme Court’s judgments
derived, after all, from the Constitution itself and its own democratic
pedigree. One central reason that the people of the United States formed the
Constitution was in order to provide for the common defense. The Constitution
does protect rights, according to this view — but they are the rights of
citizens, not the rights of mankind in general or of foreigners who have never
even set foot in the United States.
What
Liberals Understand About International Law
From the liberal perspective, the vision espoused by the conservatives is
crabbed and parochial. Of course the Constitution demands democracy and gives
rights to American citizens. But, say the progressives, that does not explain
why over the last two centuries the Constitution has become the very model of
what a system of government under law looks like. The key to the Constitution’s
global appeal, according to the liberal view, is that the document stands for
the universal principle that state power over individuals may only ever be
exercised through law — no matter what government is acting, and no matter where
on earth.
This outward-looking, “internationalist” conception of the Constitution respects
the sovereignty of the United States and that of other countries — provided they
deliver a just legal order to their citizens. But liberals point out that even a
constitutional state that guarantees rights for its own citizens will not
protect people in many places and times, often when rights are most sorely
needed. In wartime, for instance, almost no nation will have an interest in
protecting the rights of foreign enemies that it encounters. On the open seas,
no domestic law applies. And for reasons of sheer practicality, no country’s
laws regulate all its potential relations with all other states. To cover
situations like these, where domestic law runs out of rope, is the task of
international law. Such law seeks to ensure rights for all, not by replacing the
domestic law of independent nations but by holding it to standards of universal
justice and by supplementing it where it is incomplete or inadequate.
From this perspective, international law is necessary to ensure that the rule of
law will actually obtain in situations where individual states do not provide
it. This is why, for liberals, it is essential that the United States comply
with its international obligations. The framers of the Constitution were
certainly eager to demonstrate such compliance. When they made treaties the law
of the land, they were saying — according to an interpretation of Chief Justice
John Marshall’s that dates back to 1829 — that the moment the Senate ratifies a
treaty, it automatically becomes the supreme law of the land, binding in every
court in the nation.
Deepening their historical argument, the liberals also point out that from the
earliest days of the United States, the nation’s courts applied customary
international law, regularly deciding who owned ships captured on the high seas
according to immemorial practice that was not found in any treaty. What is more,
the framers’ reliance on international law and custom went to the very heart of
their constitutional endeavor: what, otherwise, did the framers mean when they
spoke in the Constitution about the declaration of war, or about letters of
marque and reprisal, or about judicial authority over ambassadors?
In practice, the internationalist camp argues for the prudent use of
international legal materials in constitutional decision-making — not only for
purposes of rhetoric and persuasion but also to provide rules and principles to
help actually decide cases. For example, liberals argue that if the United
States adopts laws designed to comply with the Geneva Conventions, the
government is obligated to follow the treaty to the letter should the government
invoke the authority to detain prisoners that the treaty confers. Likewise, when
the United States has undertaken to comply with the decisions of international
tribunals, those tribunals’ rulings must be treated as law, just as the treaties
themselves are.
Liberals concede that the framers showed respect for international law, in part,
because their country was new and revolutionary, and they sought legitimacy in
the community of nations. But the liberal view stresses that the tradition of
respect continued even once the nation was well established, and that it was
kept alive by successive generations for different but always compelling
reasons. The United States helped found the United Nations after World War II,
for instance, at what was then the nation’s moment of greatest global power.
Franklin Delano Roosevelt’s idea, shared by liberals then and now, was that the
international rule of law was good not just in principle but also in practice.
As a country governed by law, we were asserting the superiority of our system to
others governed by dictatorship. Moreover, since the United States was a
permanent member of the Security Council, any compromises to our national
sovereignty were more than outweighed by the tremendous benefits of having a
legitimate international legal order through which, as a superpower, it could
assert its will.
As liberals see it, being a leading exponent of the rule of law internationally
strengthens America’s ability to pressure or bully other countries to respect
the rights of their own citizens. In this way, oddly enough, the liberal view is
consonant with certain aspirations of the Bush administration. In Afghanistan,
Iraq and beyond, President Bush has tried to export liberal constitutionalism,
including both elections and basic rights. His “freedom agenda” is, in fact, a
direct descendant of liberal internationalism, a policy associated with Woodrow
Wilson and his plans to make the world safe for democracy through the work of
international institutions.
The Bush administration, of course, distrusts international organizations that
continue in the tradition of the League of Nations, which Wilson helped to found
(though he could not persuade his own country to join it). But Bush’s notion
that America’s democratic Constitution should be an inspiration for the world is
identifiably Wilsonian — as is the zeal to spread the good word, voluntarily
when possible but by force if necessary. If the greatest tragedy of the Bush
presidency is the enormous human cost of America’s ham-handed efforts to
accomplish this worthy goal, a second, related tragedy is that the spreading of
constitutional democracy is rarely talked about anymore as a liberal goal at
all.
The Court’s
Liberal Victory
Each constitutional worldview — the one conservative and inward-looking, the
other liberal and outward-focused — has found exponents on the current Supreme
Court. This past spring, in two cases before the court, each side won an
important victory. The larger battle, however, was widely overlooked. The
liberal victory was widely publicized, but its full implications were not often
noted. As for the conservative win, its very existence went almost entirely
unnoticed.
The liberal victory, in the case of Boumediene v. Bush, took place against the
backdrop of the detentions of suspected terrorists at Guantánamo Bay, Cuba. The
detainees were being held there because the Bush administration’s lawyers were
confident that, under the Supreme Court’s precedent, the detainees would not
enjoy constitutional rights. Like the Germans denied review after World War II,
the detainees were noncitizens who were neither arrested nor held in the United
States. Guantánamo was leased from Cuba under a 1903 treaty, so it was not in
the United States, and yet there was no tradition of applying Cuban law there.
In light of these circumstances, the Bush administration seemed to believe it
could treat Guantánamo as a law-free zone. Unlike Iraq, which the administration
conceded was a war zone in which the Geneva Conventions applied, Guantánamo was
initially considered legally off the grid. It is often said by liberal critics
that Bush’s anti-terror policies ignored the Constitution and international law.
But this is a misleading oversimplification. What the choice of Guantánamo
demonstrates, rather, is the profoundly legalistic way in which those policies
were designed. Using the law itself, the lawyers in the Bush administration set
out to make Guantánamo into a legal vacuum.
The court’s decision in Boumediene repudiated that attempt. The majority, led by
Justice Kennedy, announced that for constitutional purposes, Guantánamo Bay was
part of the United States: the detainees there enjoyed the same rights as if
they had been held in Washington. The Boumediene decision was chiefly the
accomplishment of Justice John Paul Stevens, who has made overturning the Bush
detention policies into the legacy-defining task of his distinguished career. In
key opinions issued in 2004 and 2006, Stevens chipped away at the special status
asserted for Guantánamo, each time referring the matter of judicial review for
the detainees back to Congress. But Congress repeatedly approved the
administration’s proposals to deny access to the courts. To win the fight even
against Congress, Stevens needed Kennedy to provide the fifth vote and hold that
denying the Guantánamo detainees their day in court actually violated the
Constitution.
The opinion that Kennedy wrote for the court’s majority in Boumediene announced
squarely that the Constitution applied to the detainees being held in
Guantánamo. Kennedy insisted that he was not overruling the precedent of the
German detainees who were denied review. Unlike the situation with the Germans
after World War II, he argued, the Guantánamo detainees had not received a
hearing; the Guantánamo naval base was entirely under U.S. control; and granting
hearings was not so impractical that it would fundamentally disrupt the
operation of the prison. In effect, however, Kennedy’s opinion rejected what the
Bush administration claimed to be the rule that noncitizens held outside the
United States were not entitled to constitutional protection.
Having refused to overturn Roe v. Wade in the 1990s and having championed gay
rights in recent years, Kennedy may now be depicted as an unlikely liberal hero
— the latest in a line of Republican appointees (one of whom is John Paul
Stevens) who gradually evolved into staunch exponents of liberal rights. The key
to Kennedy’s reasoning in the Guantánamo case was his expansive conception of
the rule of law. In the central paragraph of the decision, Kennedy explained his
underlying logic: if Congress and the president had the power to take control of
a territory and then determine that U.S. law does not apply there, “it would be
possible for the political branches to govern without legal constraint,” he
wrote. Government without courts, Kennedy suggested, was not constitutional
government at all. “Our basic charter,” he went on, “cannot be contracted away
like this.”
What seemed to most offend Kennedy about Guantánamo, then, was precisely the
effort by the executive branch, with the approval of Congress, to make
Guantánamo into a place beyond the reach of any law. By insisting on its own
authority, the court was striking a blow for law itself. In this way, the court
embraced the ideal of the outward-looking Constitution: a document that protects
the rights not only of citizens within the United States but also of noncitizens
outside its formal borders. This Constitution, by extension, stands for the
ideal of legal justice being made available to all persons — no matter where
they might be.
Holding that the Constitution did indeed follow the flag to Guantánamo was an
act with tremendous international resonance. It can even be read as an attempt
to hold the Bush administration to its own rhetoric about democracy. The rule of
law, after all, is not solely an American ideal but one that is broadly shared
globally. To insist that some law covers all people wherever they may be found
underscores the universality that law aims to create.
The Court’s
Conservative Victory
From the conservative point of view, of course, Kennedy’s decision did not
follow from the basic principle of the rule of law. According to the four
conservative dissenting justices, whose views closely tracked those of the Bush
administration, the Constitution unquestionably binds the government. But
according to their view, the Constitution also allows the president and
Congress, acting together, to lease or even acquire territory and govern it
without allowing recourse to the courts. Indeed, this view was precisely the one
adopted by the Supreme Court after the Spanish-American War, when the United
States was a rising imperial power. The dissenters in Boumediene actually agree
with the liberals that law does apply to Guantánamo; they just maintain that the
courts are not part of it.
The conservative cause may have lost in Boumediene. It prevailed, however, in a
case decided last March that garnered little public attention— but that was, in
its own way, just as important to defining our constitutional era. The case,
Medellín v. Texas, grew from a conflict between the Supreme Court and the
International Court of Justice over death-row inmates in the United States who
were apparently never told they had the right to speak to the embassies of their
home countries, a right guaranteed by a treaty called the Vienna Convention on
Consular Relations. The international court declared that the violation tainted
the inmates’ convictions and insisted that they have their day in court to try
to get them overturned.
The Supreme Court disagreed. In his initial trial and appeal, José Medellín, the
man who brought the Supreme Court case, did not raise his right to speak to his
embassy — presumably because, having never been informed of the right, he had no
idea that it existed. Under the arcane rules for postconviction judicial review,
a defendant ordinarily cannot ask the courts to consider legal arguments that
were not raised when he was tried in the first place. And in its decision, the
court upheld those rules: the violation of the treaty, it held, did not demand
any special exception to the usual rules governing review. The fact that the
United States had violated its international-treaty obligation was of no use on
death row. Medellín was executed by the State of Texas on Aug. 5.
What made this conflict between the Supreme Court and the International Court of
Justice particularly stark was that the Bush administration had for once taken
the side of international law. Before the Supreme Court issued its opinion,
President Bush issued a memorandum advising state courts to follow the judgment
of the International Court of Justice. With the ruling of the Supreme Court on
one side, and that of the international court — endorsed by the president — on
the other, just what did the Constitution require the state courts to do?
The United States signed three separate treaties stating that it undertook to
obey the judgments of the International Court of Justice. But the Supreme Court
bridled at the thought that the international court’s decision might trump its
own. This was not just instinctive turf-protection, though that concern no doubt
played a part. Never before had an international body replaced the Supreme Court
in telling lower courts in the United States that their own procedural rules
were unacceptable. The natural order of things seemed to be turned on its head.
The Supreme Court held that the treaties obligating us to listen to the
International Court of Justice were not binding law. Chief Justice John Roberts
wrote that a careful reading of the text of the treaties revealed no intention
to subject the United States to the judgments of the international court — not,
that is, unless Congress passed a separate statute demanding such obedience.
This opinion upended the rules for applying treaties in the U.S. courts. In
dissent, Justice Breyer painted a grim picture of the consequences. If treaties
were not automatically binding law unless they said so, he wrote, the
applicability of some 70 treaties involving economic cooperation, consular
relations and navigation was now thrown into doubt. The rest of the world, he
intimated, would be left wondering whether the United States intended to obey
its treaty obligations or not — which is not a trivial concern when the world
also suspects the United States of ignoring its obligations of humane treatment
under the Geneva Conventions. To Breyer, the decision was a reversal of nearly
180 years of precedent and a message to the world that the United States was
prepared to play fast and loose with its international commitments.
When the justices rejected the death-row appeal, they were acting on the basis
of familiar conservative concerns. The judges of the International Court of
Justice were not appointed according to any constitutional procedure. To let the
international body decide matters of law that would be binding for state courts
seemed fundamentally undemocratic — an unjust usurpation of the judicial
function. It would be absurd for the Constitution, as the core document of our
democracy, to require such a result.
The old precedent regarding treaties was thus, according to the conservatives,
truly obsolete. It made no sense to apply it in a globalized world where
treaties are not just straightforward agreements between sovereign states; now,
they often create irresponsible international tribunals to adjudicate their
meaning. If the judgments of an international court were to be obligatory, a
democratically legitimate body should say so explicitly — either the Senate that
approved the treaty promising compliance or the whole Congress in a separate
legal enactment.
By its own lights, the Supreme Court in the Medellín case was reading the
Constitution to guarantee us control over our own destiny. That meant turning
away from international law in a systematic and profound sense. The cost to the
United States might be real, but the court considered it justified by the
preservation of our democratic sovereignty.
Which Side
Is Right?
The Boumediene decision saw the Constitution as facing outward, expanding and
promoting the rule of law throughout the world. The Medellín decision, by
contrast, saw the Constitution as a domestic blueprint designed to preserve and
protect the United States from foreign encroachment, even at some cost to the
international rule of law.
Underscoring the tension between the two cases is the fact that nearly all the
justices of the Supreme Court voted consistently across both of them. The four
conservatives — Justices Antonin Scalia, Clarence Thomas, John Roberts and
Samuel Alito — dissented from the extension of habeas corpus rights to
Guantánamo Bay in Boumediene and joined the majority opinion in Medellín that
made it harder for treaties to become law. Meanwhile the court’s liberals —
Justices John Paul Stevens, David Souter, Ruth Bader Ginsburg and Stephen Breyer
— joined the majority in the Guantánamo case, and all but Stevens dissented in
Medellín. (Though Stevens voted with the majority in that case, he did so
seemingly only for tactical reasons; he wrote a separate, concurring opinion
that did not embrace the logic of Roberts’s majority opinion.)
The key vote in both cases was that of Kennedy. In both cases, he acted to
uphold the prerogatives of the Supreme Court — against the president and
Congress in the Guantánamo case, and against the international court in the
Medellín decision. And Kennedy does argue that such judicial supremacy is
crucial to the rule of law. But the other justices did not see the cases in
those terms. To them, the cases were not primarily about the perennial issue of
the division of powers between the different branches of government. To these
eight justices, the cases were about what sort of Constitution we have: either
outward-facing or inward-looking.
Who is right? It is tempting to conclude that the Constitution must look inward
and outward simultaneously. But embracing contradiction is not the answer,
either. Instead what we need to resolve the present difficulty is a subtle shift
in perspective.
There is an important way in which neither of the predominant approaches to the
Constitution and the international order can provide a fully satisfactory answer
to the problem. Although they differ deeply about what the Constitution teaches,
the two sides share a common image of what the Constitution is. Both imagine it
to be a blueprint offering a coherent worldview that will allow us to reach the
best results most of the time. According to this shared assumption, the way to
find the real or the true Constitution is to identify the core values that the
document and the precedents stand for, and to use these as principles to
interpret the Constitution correctly.
There is nothing wrong with this picture of constitutional interpretation when
it is applied to the vast majority of constitutional decisions, from the right
to bear arms to the meaning of equal protection of the laws. Deciding what deep
principles emerge from our history can help resolve even problems unimagined by
the framers, like those presented by abortion or claims to gay rights. Most of
the time, constitutional interpretation proceeds in precisely this way — and so
it should.
But when we are talking about the basic direction the country needs to face in
order to achieve its goals in the modern world, deriving principles from history
is often inadequate to dictate outcomes. The national and global situations in
which we find ourselves are ever-changing. The ship of state must navigate in
waters that correspond to no existing chart. The complexity of the world,
coupled with the profound changes in the role the United States plays in it, is
a very different thing from, say, our progressive recognition that
African-Americans, women, gays and lesbians deserve the same equality and
respect as everybody else.
For this reason, when the world has changed drastically, the Constitution has
always had the flexibility to change along with it. The industrial economy, for
example, was so much bigger and more complex than the economy of 1787 that the
old constitutional order no longer worked. The New Deal ushered in systematic
regulation and administrative agencies that had no real place in the
three-branch system — but that we now accept as constitutional today. The
original federal system limiting the power of the central government relative to
the states also had to be reconfigured when the economy became truly national.
The changed nature of the president’s war powers offers yet another pragmatic
example of flexibility and change. Modern wars demand rapid decision-making and
overwhelming concentrations of force; in the light of these needs, we have
largely abandoned the framers’ model for war powers, which gave Congress much
more authority than it is able to exercise today.
On each occasion that the Supreme Court has had to confront such drastically
changed circumstances, it has adopted the approach of seeing constitutional
government as an ongoing experiment. Justice Oliver Wendell Holmes Jr. wrote
that our system of government is an experiment, “as all life is an experiment.”
Justice Robert Jackson, confronting the separation of powers — about which the
Constitution is cryptic at best — admitted frankly that nothing in the document,
the case law or the scholars’ writings got him any closer to an answer. Then he
tried to come up with his own rules, designed to reflect political reality and
the changed nature of the presidency.
Looking at today’s problem through the lens of our great constitutional
experiment, it emerges that there is no single, enduring answer to which way the
Constitution should be oriented, inward or outward. The truth is that we have
had an inward- and outward-looking Constitution by turns, depending on the needs
of the country and of the world. Neither the text of the Constitution, nor the
history of its interpretation, nor the deep values embedded in it justify one
answer rather than the other. In the face of such ambiguity, the right question
is not simply in what direction does our Constitution look, but where do we need
the Constitution to look right now?
Answering this requires the Supreme Court to think in terms not only of
principle but also of policy: to weigh national and international interests; and
to exercise fine judgment about how our Constitution functions and is perceived
at home and abroad. The conservative and liberal approaches to legitimacy and
the rule of law need to be supplemented with a healthy dose of real-world
pragmatism. In effect, the fact that the Constitution affects our relations with
the world requires the justices to have a foreign policy of their own.
On the surface, it seems as if such inevitably political judgments are not the
proper province of the court. If assessments of the state of the world are
called for, shouldn’t the court defer to the decisions of the elected president
and Congress? Aren’t judgments about the direction of our country the exclusive
preserve of the political branches?
Indeed, the Supreme Court does need to be limited to its proper role. But when
it comes to our engagement with the world, that role involves taking a stand,
not stepping aside. The reason for this is straightforward: the court is in
charge of interpreting the Constitution, and the Constitution plays a major role
in shaping our engagement with the rest of the world. The court therefore has no
choice about whether to involve itself in the question of which direction the
Constitution will face; it is now unavoidably involved. Even choosing to defer
to the other branches of government amounts to a substantive stand on the
question.
That said, when the court exercises its own independent political judgment, it
still does so in a distinctively legal way. For one thing, the court can act
only through deciding the cases that happen to come before it, and the court is
limited to using the facts and circumstances of those cases to shape a broader
constitutional vision. The court also speaks in the idiom of law — which is to
say, of regular rules that apply to everyone across the board. It cannot
declare, for instance, that only this or that detainee has rights. It must hold
that the same rights extend to every detainee who is similarly situated. This,
too, is an effective constraint on the way the court exercises its policy
judgment. Indeed, it is this very regularity that gives its decisions legitimacy
as the product of judicial logic and reasoning.
Why We Need
More Law, More Than Ever
So what do we need the Constitution to do for us now? The answer, I think, is
that the Constitution must be read to help us remember that while the war on
terror continues, we are also still in the midst of a period of rapid
globalization. An enduring lesson of the Bush years is the extreme difficulty
and cost of doing things by ourselves. We need to build and rebuild alliances —
and law has historically been one of our best tools for doing so. In our present
precarious situation, it would be a terrible mistake to abandon our historic
position of leadership in the global spread of the rule of law.
Our leadership matters for reasons both universal and national. Seen from the
perspective of the world, the fragmentation of power after the cold war creates
new dangers of disorder that need to be mitigated by the sense of regularity and
predictability that only the rule of law can provide. Terrorists need to be
deterred. Failed states need to be brought under the umbrella of international
organizations so they can govern themselves. And economic interdependence
demands coordination, so that the collapse of one does not become the collapse
of all.
From a national perspective, our interest is less in the inherent value of
advancing individual rights than in claiming that our allies are obligated to
help us by virtue of legal commitments they have made. The Bush administration’s
lawyers often insisted that law was a tool of the weak, and that therefore as a
strong nation we had no need to engage it. But this notion of “lawfare” as a
threat to the United States is based on a misunderstanding of the very essence
of how law operates.
Law comes into being and is sustained not because the weak demand it but because
it is a tool of the powerful — as it has been for the United States since World
War II at least. The reason those with power prefer law to brute force is that
it regularizes and legitimates the exercise of authority. It is easier and
cheaper to get the compliance of weaker people or states by promising them rules
and a fair hearing than by threatening them constantly with force. After all, if
those wielding power really objected to the rule of law, they could abolish it,
the way dictators and juntas have often done the world over.
On those occasions when the weak, using the machinery of courts, are able to
vindicate their legal rights, the reason their demands are honored is generally
that those who have the most influence in the system recognize it is in their
own long-term interest to make the concession. Those who consider law a tool of
the weak mistake these rare trade-offs for defeat, when — from the perspective
of power — they are simply part of the cost of doing business. This is why, for
example, the police and prosecutors embrace the Miranda warnings: they require
that defendants be read their rights. But once the formality is satisfied, it is
almost guaranteed that the defendants’ statements will be admissible into
evidence.
Applying the lesson that the world and the United States need law more than ever
at this particular moment yields some specific conclusions. The executive branch
certainly should be accorded considerable leeway in defending the nation from
attacks by stateless groups like Al Qaeda. But it was an error of constitutional
dimensions to choose Guantánamo as a global symbol of those efforts precisely
because of the way it seemed to be outside the reach of our domestic
Constitution, the law of any other country or international law itself.
The Supreme Court therefore was right to reinsert Guantánamo in the legal grid —
but not because this was definitively the best reading of the constitutional
materials, which were contradictory and indeterminate. What justifies the
decision is the practical necessity and importance of reassuring the citizens of
the United States and the world at large that the United States had not given up
the role it assumed after World War II as the chief proponent of the rule of law
worldwide. Not every Supreme Court decision has this monumental symbolic effect
— but the Boumediene case was guaranteed to be seen as either a victory or a
defeat for the very idea of law itself. In an ideal world, the Supreme Court
would not have had to send this message, and it could have avoided the
substantial expansion of its own power to which it was driven by the foolishness
of the Bush administration.
The Medellín case is trickier. On one hand, globalization inevitably inserts us
into an ever-widening array of treaty regimes, each with its own mechanism of
adjudication. There is no turning back the clock to the simpler world of the
framers. Joining the World Trade Organization, as we have, or the Kyoto
Protocol, as we ultimately have not, does detract from the democratic legitimacy
of the laws that govern us. This lesson can be easily learned from a glance at
the European Union, where countries increasingly cede sovereign authority to the
bureaucrats in Brussels. Under these circumstances, there is much to be said for
requiring either the treaty ceding this authority to speak explicitly, or else
for Congress to make this concession expressly, in full view of the public who
elects it.
On the other hand, there is the problem of timing. Had the United States not
invaded Iraq under a claim of international law that many other countries
rejected, or had the Guantánamo disaster been avoided by the exercise of wiser
judgment, it would be relatively easy to conclude that the Supreme Court was
right to pull us back from too rapid an entrance into an international order
that undercuts our sovereignty. But the treaty decision came at just the moment
when the United States was trying to reassert its commitment to the rule of law
internationally. The conservatives who carried the day did not care. For them,
upholding international judgments that differ from our own courts’ is
inconsistent with our core constitutional values. The message sent, then, in the
world and at home, is precisely the wrong one for this historical juncture, when
the United States needs — at least for the moment — to convince the world that
the project of international legality is one in which we believe.
What the
Election May Bring
There are going to be many more opportunities in the coming years for the court
to take a position on the Constitution and the international order. Should John
McCain become president, there is good reason to believe he would be more
committed than President Bush to the international rule of law. Influenced by
his experience of being tortured in Vietnam, McCain has sponsored legislation
requiring that U.S. government personnel comply with the Geneva requirement of
humane treatment of prisoners. Yet McCain has also snubbed Justice Kennedy,
promising to nominate justices like Roberts and Alito in their ideological
orientation; justices of this persuasion are likely to see the Constitution in
largely inward-looking terms.
Meanwhile, Barack Obama, with his globalized upbringing and insistence on
multilateralism, could be expected, as president, to nominate justices more
sympathetic to an outward-looking Constitution. But if, as seems likely, the
first retirees from the court are liberals, the best Obama could hope for would
be to maintain the status quo — not to institutionalize a liberal majority for
the future.
Whichever candidate is elected, once the Bush administration is out of office,
the war on terror will almost certainly be waged differently, and the
constitutional issues that arise will not be exactly the same as before.
Guantánamo Bay will probably be closed, and the legal team that planned it will
be long gone. But most of its detainees will still have to be tried, and their
appeals will reach the Supreme Court once again. Of course we will still want to
catch terrorists — especially before they act — and we will have to figure out
what to do with them when we do. No matter who is president, the United States
will still find itself deeply enmeshed in the affairs of Afghanistan, even if in
the next few years there are substantial troop withdrawals from Iraq.
At the same time, the processes of globalization have not been turned back by
the war on terror. The growing global financial crisis calls for more
international regulation, not less. Conflicts between U.S. courts and
international tribunals about the meaning of our international obligations are
going to become more and more common, just as they have become for members of
the European Union. Next time, the Supreme Court may not be able to avoid
conflict by asserting that the courts are not obligated to listen to the
international body. When that happens, new doctrines and solutions are going to
have to be developed.
In these all-important processes, as always in the history of the court, people
are everything. Justices vary widely in temperament, ideology, intelligence and
preparedness. The best justices can be really very impressive; the worst ones
truly disastrous.
Charged with interpreting the Constitution and therefore shaping its
contemporary orientation, the Supreme Court needs to be extraordinarily
sensitive to the demands of history. When the court gets it wrong, the
consequences can be serious. The Constitution we get will still be the one we
deserve, but our deserts need not be good ones. The Constitution, let us not
forget, gave us slavery and segregation. It gave us dysfunctional limitations on
progressive legislation that was desperately needed in the years before the
Great Depression. We like to think the Constitution is always leading us toward
a more perfect union. But this has not always been the case, and as with any
experiment, there is no guarantee that it will be in the future.
Noah Feldman, a contributing writer for the magazine, is a law professor at
Harvard University and an adjunct senior fellow at the Council on Foreign
Relations.
When Judges Make Foreign Policy, NYT, 28.9.2008,
http://www.nytimes.com/2008/09/28/magazine/28law-t.html
Editorial
The
Candidates and the Court
September
21, 2008
The New York Times
Among the
many issues voters need to consider in this campaign is this vital fact: The
next president is likely to appoint several Supreme Court justices. Those
choices will determine the future of the law, and of some of Americans’ most
cherished rights.
John McCain and Barack Obama have made it clear that they would pick very
different kinds of justices. The results could be particularly dramatic under
Mr. McCain, who is likely to complete President Bush’s campaign to make the
court an aggressive right-wing force.
Mr. Obama seems likely to pick moderate justices, who would probably not take
the court back onto a distinctly liberal path, but also would be unlikely to
create an unbreakable conservative bloc.
Mr. McCain has promised the right wing of the Republican Party that he would put
only archconservatives on the Supreme Court. Even moderate conservatives like
Anthony Kennedy, the court’s current swing justice, would not have a chance.
Mr. McCain, whose Web site proclaims his dedication to overturning Roe v. Wade,
would appoint justices who could be expected to lead the charge to eliminate the
right to abortion. The kinds of justices for whom Mr. McCain has expressed a
strong preference would also be likely to undermine the right of habeas corpus,
allowing the government to detain people indefinitely without access to lawyers
or family members.
Mr. McCain’s justices are likely to join the conservative crusade against the
power of Congress. They could be expected to strike down, or sharply limit,
federal power to protect clean air and water; ensure food and drug safety;
safeguard workers; and prohibit discrimination against women and minorities.
They would also likely further erode the separation between church and state.
Mr. McCain has voted to confirm federal judges chosen by Mr. Bush who are
radicals, not conservatives. One, Janice Rogers Brown, now on the United States
Court of Appeals for the District of Columbia Circuit, has attacked Supreme
Court decisions upholding New Deal laws as “the triumph of our own socialist
revolution.”
Mr. Obama, a former professor of constitutional law, has clashed with Mr. McCain
in the Senate over legal issues. Mr. McCain backed the odious Military
Commissions Act of 2006, which the Supreme Court held to violate the right of
habeas corpus; Mr. Obama opposed it. Mr. McCain was a rubber stamp for Mr.
Bush’s judicial nominees; Mr. Obama voted against the worst.
Mr. Obama has said he wants justices who have “the empathy to recognize what
it’s like to be a young teenage mom” — as well as to be gay, poor or black. He
has promised to make “preserving women’s rights under Roe v. Wade a priority as
president.”
At the same time, Mr. Obama has put distance between himself and legal liberals
on issues like the death penalty for child rapists and the constitutionality of
gun control. As president, Mr. Obama would probably be more inclined to appoint
centrist liberals, like Justice Stephen Breyer, than all-out liberals, like
William Brennan or Thurgood Marshall.
Predicting vacancies on the court is difficult. But odds are that members of the
liberal bloc, like 88-year-old John Paul Stevens, will leave first. That means
that if Mr. Obama is elected, he might merely keep the court on its current
moderately conservative course. Under Mr. McCain, if a liberal justice or two or
three steps down, we may see a very different America.
The Candidates and the Court, NYT, 21.9.2008,
http://www.nytimes.com/2008/09/21/opinion/21sun1.html
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